"How to" Guideline series is coordinated by Helen Mongan-Rallis of the Education Department at the University of Minnesota Duluth. If you have any questions, comments, or suggestions to improve these guidelines please me at e-mail email@example.com.
Guidelines for writing a literature review
by Helen Mongan-Rallis. Last updated: November 21, 2014
[Note: For these guidelines, in some sections I have quoted directly some of the the steps from: Galvan, J. (2006). Writing literature reviews: a guide for students of the behavioral sciences (3rd ed.). Glendale, CA: Pyrczak Publishing.]
What is a literature review?
A literature review is not an annotated bibliography in which you summarize briefly each article that you have reviewed. While a summary of the what you have read is contained within the literature review, it goes well beyond merely summarizing professional literature. It focuses on a specific topic of interest to you and includes a critical analysis of the relationship among different works, and relating this research to your work. It may be written as a stand-alone paper or to provide a theoretical framework and rationale for a research study (such as a thesis or dissertation).
These guidelines are adapted primarily from Galvan (2006). Galvan outlines a very clear, step-by-step approach that is very useful to use as you write your review. I have integrated some other tips within this guide, particularly in suggesting different technology tools that you might want to consider in helping you organize your review. In the sections from Step 6-9 what I have included is the outline of those steps exactly as described by Galvan. I also provide links at the end of this guide to resources that you should use in order to search the literature and as you write your review.
In addition to using the step-by-step guide that I have provided below, I also recommend that you (a) locate examples of literature reviews in your field of study and skim over these to get a feel for what a literature review is and how these are written (I have also provided links to a couple of examples at the end of these guidelines (b) read over other guides to writing literature reviews so that you see different perspectives and approaches: Some examples are:
- Review of Literature: University of Wisconsin - Madison The Writing Center.
- How to ..Write a Literature Review: University of California, Santa Cruz University Library).
- Information Fluency - Literature Review: Washington & Lee University
- How to Do A Literature Review? North Carolina A&T State University F.D. Bluford Library.
- Selected Links to Resources on Writing a Literature Review
Step 1: Review APA guidelines
Read through the links provided below on APA guidelines so that you become familiar with the common core elements of how to write in APA style: in particular, pay attention to general document guidelines (e.g. font, margins, spacing), title page, abstract, body, text citations, quotations.
Step 2: Decide on a topic
It will help you considerably if your topic for your literature review is the one on which you intend to do your final M.Ed. project, or is in some way related to the topic of your final project. However, you may pick any scholarly topic.
Step 3: Identify the literature that you will review:
- Familiarize yourself with online databases (see UMD library resource links below for help with this), identifying relevant databases in your field of study.
- Using relevant databases, search for literature sources using Google Scholar and also searching using Furl (search all sources, including the Furl accounts of other Furl members). Some tips for identifying suitable literature and narrowing your search :
- Start with a general descriptor from the database thesaurus or one that you know is already a well defined descriptor based on past work that you have done in this field. You will need to experiment with different searches, such as limiting your search to descriptors that appear only in the document titles, or in both the document title and in the abstract.
- Redefine your topic if needed: as you search you will quickly find out if the topic that you are reviewing is too broad. Try to narrow it to a specific area of interest within the broad area that you have chosen (remember: this is merely an introductory literature review for Educ 7001). It is a good idea, as part of your literature search, to look for existing literature reviews that have already been written on this topic.
- As part of your search, be sure to identify landmark or classic studies and theorists as these provide you with a framework/context for your study.
- Import your references into your RefWorks account (see: Refworks Import Directions for guide on how to do this from different databases). You can also enter references manually into RefWorks if you need to.
Step 4: Analyze the literature
Once you have identified and located the articles for your review, you need to analyze them and organize them before you begin writing:
- Overview the articles: Skim the articles to get an idea of the general purpose and content of the article (focus your reading here on the abstract, introduction and first few paragraphs, the conclusion of each article. Tip: as you skim the articles, you may want to record the notes that you take on each directly into RefWorks in the box for User 1. You can take notes onto note cards or into a word processing document instead or as well as using RefWorks, but having your notes in RefWorks makes it easy to organize your notes later.
- Group the articles into categories (e.g. into topics and subtopics and chronologically within each subtopic). Once again, it's useful to enter this information into your RefWorks record. You can record the topics in the same box as before (User 1) or use User 2 box for the topic(s) under which you have chosen to place this article.
- Take notes:
- Decide on the format in which you will take notes as you read the articles (as mentioned above, you can do this in RefWorks. You can also do this using a Word Processor, or a concept mapping program like Inspiration (free 30 trial download), a data base program (e.g. Access or File Maker Pro), in an Excel spreadsheet, or the "old-fashioned" way of using note cards. Be consistent in how you record notes.
- Define key terms: look for differences in the way keys terms are defined (note these differences).
- Note key statistics that you may want to use in the introduction to your review.
- Select useful quotes that you may want to include in your review. Important: If you copy the exact words from an article, be sure to cite the page number as you will need this should you decide to use the quote when you write your review (as direct quotes must always be accompanied by page references). To ensure that you have quoted accurately (and to save time in note taking), if you are accessing the article in a format that allows this, you can copy and paste using your computer "edit --> copy --> paste" functions. Note: although you may collect a large number of quotes during the note taking phase of your review, when you write the review, use quotes very sparingly. The rule I follow is to quote only when when some key meaning would be lost in translation if I were to paraphrase the original author's words, or if using the original words adds special emphasis to a point that I am making.
- Note emphases, strengths & weaknesses: Since different research studies focus on different aspects of the issue being studied, each article that you read will have different emphases, strengths. and weaknesses. Your role as a reviewer is to evaluate what you read, so that your review is not a mere description of different articles, but rather a critical analysis that makes sense of the collection of articles that you are reviewing. Critique the research methodologies used in the studies, and distinguish between assertions (the author's opinion) and actual research findings (derived from empirical evidence).
- Identify major trends or patterns: As you read a range of articles on your topic, you should make note of trends and patterns over time as reported in the literature. This step requires you to synthesize and make sense of what you read, since these patterns and trends may not be spelled out in the literature, but rather become apparent to you as you review the big picture that has emerged over time. Your analysis can make generalizations across a majority of studies, but should also note inconsistencies across studies and over time.
- Identify gaps in the literature, and reflect on why these might exist (based on the understandings that you have gained by reading literature in this field of study). These gaps will be important for you to address as you plan and write your review.
- Identify relationships among studies: note relationships among studies, such as which studies were landmark ones that led to subsequent studies in the same area. You may also note that studies fall into different categories (categories that you see emerging or ones that are already discussed in the literature). When you write your review, you should address these relationships and different categories and discuss relevant studies using this as a framework.
- Keep your review focused on your topic: make sure that the articles you find are relevant and directly related to your topic. As you take notes, record which specific aspects of the article you are reading are relevant to your topic (as you read you will come up with key descriptors that you can record in your notes that will help you organize your findings when you come to write up your review). If you are using an electronic form of note taking, you might note these descriptors in a separate field (e.g. in RefWorks, put these under User 2 or User 3; in Excel have a separate column for each descriptor; if you use Inspiration, you might attach a separate note for key descriptors.
- Evaluate your references for currency and coverage: Although you can always find more articles on your topic, you have to decide at what point you are finished with collecting new resources so that you can focus on writing up your findings. However, before you begin writing, you must evaluate your reference list to ensure that it is up to date and has reported the most current work. Typically a review will cover the last five years, but should also refer to any landmark studies prior to this time if they have significance in shaping the direction of the field. If you include studies prior to the past five years that are not landmark studies, you should defend why you have chosen these rather than more current ones.
Step 5: Summarize the literature in table or concept map format
- Galvan (2006) recommends building tables as a key way to help you overview, organize, and summarize your findings, and suggests that including one or more of the tables that you create may be helpful in your literature review. If you do include tables as part of your review each must be accompanied by an analysis that summarizes, interprets and synthesizes the literature that you have charted in the table. You can plan your table or do the entire summary chart of your literature using a concept map (such as using Inspiration)
- You can create the table using the table feature within Microsoft Word, or can create it initially in Excel and then copy and paste/import the the Excel sheet into Word once you have completed the table in Excel. The advantage of using Excel is that it enables you to sort your findings according to a variety of factors (e.g. sort by date, and then by author; sort by methodology and then date)
- Examples of tables that may be relevant to your review:
- Definitions of key terms and concepts.
- Research methods
- Summary of research results
Step 6: Synthesize the literature prior to writing your review
Using the notes that you have taken and summary tables, develop an outline of your final review. The following are the key steps as outlined by Galvan (2006: 71-79)
- Consider your purpose and voice before beginning to write. In the case of this Educ 7001 introductory literature review, your initial purpose is to provide an overview of the topic that is of interest to you, demonstrating your understanding of key works and concepts within your chosen area of focus. You are also developing skills in reviewing and writing, to provide a foundation on which you will build in subsequent courses within your M.Ed. and ultimately in your final project. In your final project your literature review should demonstrate your command of your field of study and/or establishing context for a study that you have done.
- Consider how you reassemble your notes: plan how you will organize your findings into a unique analysis of the picture that you have captured in your notes. Important: A literature review is not series of annotations (like an annotated bibliography). Galvan (2006:72) captures the difference between an annotated bibliography and a literature review very well: "...in essence, like describing trees when you really should be describing a forest. In the case of a literature review, you are really creating a new forest, which you will build by using the trees you found in the literature you read."
- Create a topic outline that traces your argument: first explain to the reader your line or argument (or thesis); then your narrative that follows should explain and justify your line of argument. You may find the program Inspiration useful in mapping out your argument (and once you have created this in a concept map form, Inspiration enables you to convert this to a text outline merely by clicking on the "outline" button). This can then be exported into a Microsoft Word document.
- Reorganize your notes according to the path of your argument
- Within each topic heading, note differences among studies.
- Within each topic heading, look for obvious gaps or areas needing more research.
- Plan to describe relevant theories.
- Plan to discuss how individual studies relate to and advance theory
- Plan to summarize periodically and, again near the end of the review
- Plan to present conclusions and implications
- Plan to suggest specific directions for future research near the end of the review
- Flesh out your outline with details from your analysis
Step 7: Writing the review (Galvan, 2006: 81-90)
- Identify the broad problem area, but avoid global statements
- Early in the review, indicate why the topic being reviewed is important
- Distinguish between research finding and other sources of information
- Indicate why certain studies are important
- If you are commenting on the timeliness of a topic, be specific in describing the time frame
- If citing a classic or landmark study, identify it as such
- If a landmark study was replicated, mention that and indicate the results of the replication
- Discuss other literature reviews on your topic
- Refer the reader to other reviews on issues that you will not be discussing in details
- Justify comments such as, "no studies were found."
- Avoid long lists of nonspecific references
- If the results of previous studies are inconsistent or widely varying, cite them separately
- Cite all relevant references in the review section of thesis, dissertation, or journal article
Step 8: Developing a coherent essay (Galvan, 2006: 91-96)
- If your review is long, provide an overview near the beginning of the review
- Near the beginning of a review, state explicitly what will and will not be covered
- Specify your point of view early in the review: this serves as the thesis statement of the review.
- Aim for a clear and cohesive essay that integrates the key details of the literature and communicates your point of view (a literature is not a series of annotated articles).
- Use subheadings, especially in long reviews
- Use transitions to help trace your argument
- If your topic teaches across disciplines, consider reviewing studies from each discipline separately
- Write a conclusion for the end of the review: Provide closure so that the path of the argument ends with a conclusion of some kind. How you end the review, however, will depend on your reason for writing it. If the review was written to stand alone, as is the case of a term paper or a review article for publication, the conclusion needs to make clear how the material in the body of the review has supported the assertion or proposition presented in the introduction. On the other hand, a review in a thesis, dissertation, or journal article presenting original research usually leads to the research questions that will be addressed.
- Check the flow of your argument for coherence.
Galvan, J. (2006). Writing literature reviews: a guide for students of the behavioral sciences ( 3rd ed.). Glendale, CA: Pyrczak Publishing.
- UMD & library resources and links:
- UMD library research tools: includes links to
- Refworks Import Directions: Links to step-by-step directions on how to important to Refworks from different databases
- Writing guidelines:
- Purdue OWL (Online Writing Lab): A user-friendly writing lab that parallels with the 5th edition APA manual.
- APA guidelines:
- APA Style Essentials: overview of common core of elements of APA style.
- APA Research Style Crib Sheet is a summary of rules for using APA style.
- APA Style for Electronic Media and URL's: commonly asked questions regarding how to cite electronic media
- Examples of literature reviews:
- Johnson, B. & Reeves, B. (2005). Challenges. Literature review chapter from unpublished master's thesis, University of Minnesota Duluth, Minnesota.
- Maguire, L. (2005). Literature review – faculty participation in online distance education: barriers and motivators. Online Journal of Distance Learning Administration, Volume 8, No. 1, Spring 2005. State University of West Georgia, Distance Education Center.
Return to the Index of How To Guidelines
A literature review is both a summary and explanation of the complete and current state of knowledge on a limited topic as found in academic books and journal articles. There are two kinds of literature reviews you might write at university: one that students are asked to write as a stand-alone assignment in a course, often as part of their training in the research processes in their ﬁeld, and the other that is written as part of an introduction to, or preparation for, a longer work, usually a thesis or research report. The focus and perspective of your review and the kind of hypothesis or thesis argument you make will be determined by what kind of review you are writing. One way to understand the differences between these two types is to read published literature reviews or the ﬁrst chapters of theses and dissertations in your own subject area. Analyse the structure of their arguments and note the way they address the issues.
Purpose of the Literature Review
- It gives readers easy access to research on a particular topic by selecting high quality articles or studies that are relevant, meaningful, important and valid and summarizing them into one complete report
- It provides an excellent starting point for researchers beginning to do research in a new area by forcing them to summarize, evaluate, and compare original research in that speciﬁc area
- It ensures that researchers do not duplicate work that has already been done
- It can provide clues as to where future research is heading or recommend areas on which to focus
- It highlights key ﬁndings
- It identiﬁes inconsistencies, gaps and contradictions in the literature
- It provides a constructive analysis of the methodologies and approaches of other researchers
Content of the Review
The introduction explains the focus and establishes the importance of the subject. It discusses what kind of work has been done on the topic and identiﬁes any controversies within the ﬁeld or any recent research which has raised questions about earlier assumptions. It may provide background or history. It concludes with a purpose or thesis statement. In a stand-alone literature review, this statement will sum up and evaluate the state of the art in this ﬁeld of research; in a review that is an introduction or preparatory to a thesis or research report, it will suggest how the review ﬁndings will lead to the research the writer proposes to undertake.
Often divided by headings/subheadings, the body summarizes and evaluates the current state of knowledge in the ﬁeld. It notes major themes or topics, the most important trends, and any ﬁndings about which researchers agree or disagree. If the review is preliminary to your own thesis or research project, its purpose is to make an argument that will justify your proposed research. Therefore, it will discuss only that research which leads directly to your own project.
The conclusion summarizes all the evidence presented and shows its signiﬁcance. If the review is an introduction to your own research, it highlights gaps and indicates how previous research leads to your own research project and chosen methodology. If the review is a stand-alone assignment for a course, it should suggest any practical applications of the research as well as the implications and possibilities for future research.
Nine Steps To Writing A Literature Review
1. Find a Working Topic
Look at your speciﬁc area of study. Think about what interests you, and what is fertile ground for study. Talk to your professor, brainstorm, and read lecture notes and recent issues of periodicals in the ﬁeld.
2. Review the Literature
- Using keywords, search a computer database. It is best to use at least two databases relevant to your discipline
- Remember that the reference lists of recent articles and reviews can lead to valuable papers
- Make certain that you also include any studies contrary to your point of view
3. Focus Your Topic Narrowly and Select Papers Accordingly
Consider the following:
- What interests you?
- What interests others?
- What time span of research will you consider?
Choose an area of research that is due for a review.
4. Read the Selected Articles Thoroughly and Evaluate Them
- What assumptions do most/some researchers seem to be making?
- What methodologies do they use? what testing procedures, subjects, material tested?
- Evaluate and synthesize the research ﬁndings and conclusions drawn
- Note experts in the ﬁeld: names/labs that are frequently referenced
- Note conﬂicting theories, results, methodologies
- Watch for popularity of theories and how this has/has not changed over time
5. Organize the Selected Papers By Looking For Patterns and By Developing Subtopics
Note things such as:
- Findings that are common/contested
- Two or three important trends in the research
- The most inﬂuential theories
6. Develop a Working Thesis
Write a one or two sentence statement summarizing the conclusion you have reached about the major trends and developments you see in the research that has been done on your subject.
7. Organize Your Own Paper Based on the Findings From Steps 4 & 5
Develop headings/subheadings. If your literature review is extensive, ﬁnd a large table surface, and on it place post-it notes or ﬁling cards to organize all your ﬁndings into categories. Move them around if you decide that (a) they ﬁt better under different headings, or (b) you need to establish new topic headings.
8. Write the Body of the Paper
Follow the plan you have developed above, making certain that each section links logically to the one before and after, and that you have divided your sections by themes or subtopics, not by reporting the work of individual theorists or researchers.
9. Look At What You Have Written; Focus On Analysis, Not Description
Look at the topic sentences of each paragraph. If you were to read only these sentences, would you ﬁnd that your paper presented a clear position, logically developed, from beginning to end? If, for example, you ﬁnd that each paragraph begins with a researcher's name, it might indicate that, instead of evaluating and comparing the research literature from an analytical point of view, you have simply described what research has been done. This is one of the most common problems with student literature reviews. So if your paper still does not appear to be deﬁned by a central, guiding concept, or if it does not critically analyse the literature selected, then you should make a new outline based on what you have said in each section and paragraph of the paper, and decide whether you need to add information, to delete off-topic information, or to restructure the paper entirely.
For example, look at the following two passages and note that Student A is merely describing the literature and Student B takes a more analytical and evaluative approach, by comparing and contrasting. You can also see that this evaluative approach is well signalled by linguistic markers indicating logical connections (words such as "however," "moreover") and phrases such as "substantiates the claim that," which indicate supporting evidence and Student B's ability to synthesize knowledge.
Smith (2000) concludes that personal privacy in their living quarters is the most important factor in nursing home residents' perception of their autonomy. He suggests that the physical environment in the more public spaces of the building did not have much impact on their perceptions. Neither the layout of the building, nor the activities available seem to make much difference. Jones and Johnstone make the claim that the need to control one's environment is a fundamental need of life (2001), and suggest that the approach of most institutions, which is to provide total care, may be as bad as no care at all. If people have no choices or think that they have none, they become depressed.
After studying residents and staff from two intermediate care facilities in Calgary, Alberta, Smith (2000) came to the conclusion that except for the amount of personal privacy available to residents, the physical environment of these institutions had minimal if any effect on their perceptions of control (autonomy). However, French (1998) and Haroon (2000) found that availability of private areas is not the only aspect of the physical environment that determines residents' autonomy. Haroon interviewed 115 residents from 32 different nursing homes known to have different levels of autonomy (2000). It was found that physical structures, such as standardized furniture, heating that could not be individually regulated, and no possession of a house key for residents limited their feelings of independence. Moreover, Hope (2002), who interviewed 225 residents from various nursing homes, substantiates the claim that characteristics of the institutional environment such as the extent of resources in the facility, as well as its location, are features which residents have indicated as being of great importance to their independence.
Finishing Touches: Revising and Editing Your Work
- Read your work out loud. That way you will be better able to identify where you need punctuation marks to signal pauses or divisions within sentences, where you have made grammatical errors, or where your sentences are unclear
- Since the purpose of a literature review is to demonstrate that the writer is familiar with the important professional literature on the chosen subject, check to make certain that you have covered all of the important, up-to-date, and pertinent texts. In the sciences and some of the social sciences it is important that your literature be quite recent; this is not so important in the humanities
- Make certain that all of the citations and references are correct and that you are referencing in the appropriate style for your discipline. If you are uncertain which style to use, ask your professor
- Check to make sure that you have not plagiarized either by failing to cite a source of information, or by using words quoted directly from a source. (Usually if you take three or more words directly from another source, you should put those words within quotation marks, and cite the page.)
- Text should be written in a clear and concise academic style; it should not be descriptive in nature or use the language of everyday speech
- There should be no grammatical or spelling errors
- Sentences should ﬂow smoothly and logically
- In a paper in the sciences, or in some of the social sciences, the use of subheadings to organize the review is recommended